Shearman & Sterling LLP | FinReg | Upcoming Consultation Deadlines
Financial Regulatory Developments Focus
This links to the home page
Upcoming Consultation Deadlines
November 22, 2019: ESMA consultation on alignment of MiFIR derivatives trading obligation with EMIR Refit clearing obligation for small FCs and NFCs
November 25, 2019: EBA consultation on simple, transparent and standardized framework for synthetic securitizations
November 29, 2019: ESMA's review of MAR consultation
November 29, 2019: FATF consultation on Digital Identity in Customer Due Diligence Guidance
December 2, 2019: ESMA consultation on draft technical advice for implementing the FRANDT principles adopted in EMIR Refit
December 4, 2019: SRB consultation on “Expectations for Banks 2019”
December 6, 2019: ICO consultation on application of powers under POCA 2002
December 6, 2019: LEI Regulatory Oversight Committee consultation on legal entity identifiers for general government entities
December 9, 2019: PRA consultation on Pre-Issuance Notification rules under CRR II
December 18, 2019: PRA consultation on Credit Risk: Probability of Default and Loss Given Default estimation
January 8, 2020: ESMA consultation on proposed changes to the MiFID II position limits for commodity derivatives regime
February 6, 2020: Basel Committee consultation on coordination of prudential and AML/CFT supervision
February 13, 2020: European Banking Authority consultation on draft amended Technical Standards on Passport Notifications