Shearman & Sterling LLP | Financial Regulatory Developments Focus | Upcoming Consultation Deadlines
Financial Regulatory Developments Focus
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Upcoming Consultation Deadlines
  • September 26, 2018: ESMA consultation on revised Guidelines for periodic reporting by credit rating agencies
  • September 27, 2018: CPMI and IOSCO consultation on governance arrangements for OTC derivatives data elements
  • September 28, 2018: FCA call for input on the PRIIPs Regulation
  • September 30, 2018: BoE consultation on term SONIA reference rates
  • October 1, 2018: Comment deadline for interim final rule regarding the treatment of certain municipal obligations as high-quality liquid assets under the liquidity coverage ratio rule
  • October 5, 2018: ESMA consultation on minimum information content of exempted documents under the Prospectus Regulation
    October 5, 2018: ESMA consultation on draft guidelines on risk factors under the Prospectus Regulation
  • October 5, 2018: BoE/PRA/FCA Discussion Paper on operational resilience of firms and FMIs
  • October 5, 2018: FCA consultation on a new workers directory
  • October 5, 2018: Law Commission consultation on reform of the anti-money laundering regime for England and Wales
  • October 10, 2018: HMT consultation on transposition of the Bank Creditor Hierarchy Directive
  • October 12, 2018: ISDA consultation on fall backs based on overnight risk-free rates for certain derivatives
  • October 14, 2018: Regulators (globally) consultation on a Global Financial Innovation Network
  • October 17, 2018: Comment deadline for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (proposed changes to the Volcker Rule)
  • October 25, 2018: ECB consultation on draft Part 2 of the Guide to Assessments of Licence Applications by credit institutions
  • October 26, 2018: EBA consultation on revised ITS on supervisory reporting in line with the Liquidity Coverage Requirement under the CRR
  • October 27, 2018: FCA consultation on proposed changes to the rules governing P2P platforms
  • October 29, 2018: Comment deadline for interim final rule regarding expanded 18-month examination cycle for certain small insured depository institutions and U.S. branches and agencies of foreign banks
  • October 29, 2018: CFTC consultation on proposed clearing obligation exemptions for certain financial end users
  • November 2, 2018: FCA discussion paper on the potential introduction of a new duty of care for financial services firms
  • November 27, 2018: EBA consultation on revised ITS for supervisory reporting under the CRR
  • December 12, 2018: PRA consultation on revisions to supervisory reporting requirements