Shearman & Sterling LLP | Financial Regulatory Developments Focus | Upcoming Consultation Deadlines
Financial Regulatory Developments Focus
This links to the home page
Upcoming Consultation Deadlines
  • January 25, 2019: FCA consultation on open-ended funds and illiquid assets
  • January 31, 2019: PRA consultation on managing financial risks from climate change
  • February 1, 2019: IOSCO consultation on proposed framework for assessing leverage used by investment funds
  • February 1, 2019: FSB discussion paper on financial resources to support CCP resolution and the treatment of CCP equity in resolution
  • February 7, 2019: FCA consultation on a proposed ban of the sale, marketing and distribution of binary options to retail consumers
  • February 7, 2019: FCA consultation on the proposed restrictions on the sale, marketing and distribution of CFDs and CFD-like options to retail customers
  • February 8, 2019: ESA consultation on draft joint guidelines on the cooperation and information exchange between national regulators supervising banks and other financial institutions for AML/CFT compliance
  • March 7, 2019: FCA discussion on possible product intervention measures for other retail derivative products