Shearman & Sterling LLP | FinReg | Upcoming Consultation Deadlines
Financial Regulatory Developments Focus
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Upcoming Consultation Deadlines
September 18, 2019: BoE and PRA consultation on amendments to EU Exit instruments
September 30, 2019: EBA feedback on proposed loan origination and monitoring guidelines
October 3, 2019: FCA consultation on banning the sale to retail clients of derivatives referencing crypto-assets
October 4, 2019: ESMA consultation on disclosure guidelines under EU Prospectus Regulation
October 4, 2019: FCA consultation on FCA Guidance on treatment of vulnerable consumers 
October 15, 2019: ESMA consultation on guidelines on compliance function requirements under MiFID II
October 15, 2019: UK Regulators Bank Start-up Seminar (registration by September 20, 2019)
October 17, 2019: U.K. PSR consultation on the updated Powers and Procedures Guidance
October 18, 2019: HM Treasury call for evidence on regulatory coordination in the financial services as part of the Financial Services Future Regulatory Framework Review
October 25, 2019: PRA consultation on amendments to Supervisory Statement on counterparty credit risk
October 31, 2019: ESMA consultation on guidelines on performance fees to retail funds
October 31, 2019: EBA consultation on Guidelines for CRR weighted average maturity of contractual payments methodology
November 5, 2019: UK Law Commission Call for Evidence on the intermediated securities system