Shearman & Sterling LLP | Financial Regulatory Developments Focus | Upcoming Consultation Deadlines
Financial Regulatory Developments Focus
Upcoming Consultation Deadlines
  • March 23, 2018: Basel Committee consultation on revised principles for supervisory and bank stress testing
  • March 23, 2018: FCA consultation on Handbook changes for implementation of the Money Market Funds Regulation
  • March 27, 2018: Comments to CFPB&'s Civil Investigative Demands request for information due
  • March 30, 2018: U.K. Joint Money Laundering Steering Group consultation on minor changes to its sectoral guidance in relation to asset finance and syndicated lending
  • April 3, 2018: BoE consultation on new incident reporting rules for CCPs
  • April 9, 2018: PRA consultation on MREL reporting requirements
  • April 12, 2018: European Commission consultation on implementing the final aspects of Basel III into EU law
  • May 4, 2018: IOSCO Consultation - Conflicts of interest and associated conduct risks during the equity capital raising process
  • May 4, 2018: European Central Bank consultation on draft guides to ICAAP and ILAAP
  • May 6, 2018: IOSCO consultation on proposed recommendations for trading venues and their regulators when implementing, operating and monitoring volatility control mechanisms to preserve orderly trading
  • May 7, 2018: PRA consultation on governance and risk management for algorithmic trading
  • May 11, 2018: FCA survey of European Economic Area firms currently operating in the U.K. under a passport
  • May 16, 2018: PRA consultation on guidance on the eligibility of guarantees as unfunded credit protection for capital requirement purposes
  • May 25, 2018: Basel Committee on Banking Supervision consultation on revisions to Pillar 3 Framework
  • June 5, 2018: HM Treasury consultation on cash and digital payments in the new economy
  • June 8, 2018: PSR consultation on its review of PSR Directions made in 2015
  • June 8, 2018: EBA consultation on draft EBA Guidelines on Management of Non-Performing and Forborne Exposures
  • June 20, 2018: FCA consultation on Model Driven Machine Executable Regulatory Reporting